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- Winterflood Deploys Expand for Round-the-Clock Connectivity to Global Financial Markets
- Winterflood Securities is a top provider of liquidity to stockbrokers servicing retail domestic and foreign markets. Winterflood needed to find a way to cost-effectively boost its bandwidth requirements, while ensuring seamless business continuity operations in the remote office that also serves as its software development facility. Upon the recommendation of...
- Tags: Financial, Financial Market, Expand Networks Inc., Winterflood, Winterflood Securities, WANs, Software Development, It Services, Networking, Development Tools, Network Technology, Software/Web Development
- Case studies
Additional Resources
- Capital Securities Corporation Protects Clients With Check Point
- A leader in Taiwan's competitive securities industry, Capital Securities Corporation currently ranks fourth in market share. Since maintaining customer confidence is vital to Capital Securities' success, it takes many steps to ensure its VIP clientele benefit from the most secure environment possible for electronic transactions. Capital Securities needed a cost-effective,...
- Tags: Check Point Software Technologies Ltd., Internet, Network Security, Security, Networking
- Case studies 2008-01-10
- QuotesTK Basic (exe)
- Investors who want quick access to free historical stock quotes, look no further. QuotesTK quickly downloads securities grouped by their designated index. It keeps your indices up-to-date by automatically downloading the most recent securities lists to reflect delisted securities and security additions. Because of QuotesTK's multi-threading capabilities, you won't have...
- Tags: Multi-threading, Security
- Software downloads 2007-11-23
- Building Best Practices in Records Management Compliance: ILM Strategies for Security, Protection, Recovery and Availability
- According to this white paper part of the Securities Exchange Act of 1934 - which extended federal regulation of securities trading past the limited scope of the Securities Act of 1933 - the rule is 70 years old. And, Rule 17a-4 is merely an original section within that legislation that...
- Tags: Security, SunGard Data Systems Inc., Recovery, Financial, Best Practice, Records Management, Regulations, Financial Accounting, Strategy, Government, Finance, Management
- White papers 2004-10-07
- Borland Starteam Has Strengthened Communication Between Production and Development Teams for BNP Paribas Securities Services
- BNP Paribas Securities Services supplies security certificate services to financial institutions worldwide. With 400 IT workers, including 180 Java developers at work on some 60 applications, with a managed volume of 17 GB, Securities Services sought a solution for organizing its growing number of Java development projects. Borland StarTeam was...
- Tags: Team, Borland Software Corp., Borland Starteam, Team Management, Java, Programming Languages, Management, Software Development, Software/Web Development
- Case studies
- Compliance: SEC 17a-4/NASD 3010/3110
- In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted the Securities Exchange Act of 1934. The Act seeks to protect investors from fraudulent or misleading claims in the securities industry and requires extensive record keeping, reviewing, and auditing by...
- Tags: Financial, Compliance, SEC, NASD, Biscom, Act, Regulations, Financial Accounting, Government, Finance
- White papers 2007-04-17
- Worldwide Stock Monitor (exe)
- The Worldwide Stock Monitor gathers 1800+ Worldwide Finance Securities Stock Exchanges Web sites. It allows you to monitor Worldwide Stock daily trends directly. A very quick and easy way to stay in touch with your favourite Finance Securities Stock Exchanges around the whole world. Read your Securities Stock Exchanges Information...
- Tags: Stock, Stock Exchange, YiFei Software, Worldwide Stock Monitor, Investment, Finance
- Software downloads 2008-04-29
- Payoff for Securities Firms: Ways to Permanently Improve Back Office Cost Structures
- In 2001, securities industry revenues dipped dramatically - the largest decline in 20 years - and spurred a similar drop in profit margins. Securities firms have tried to prop up margins by reducing capacity, but with top-line growth stalled, they have only one avenue for increasing shareholder value in the...
- Tags: Back-office, IBM Corp., Operational Accounting, Security, Finance
- White papers
- Dell Helps Merlin Securities Prepare for the Future of the Hedge Fund Industry
- Merlin Securities needed a reliable, high-performance IT infrastructure to provide medium and large-sized hedge funds with advanced portfolio management tools and near-real-time reporting. As a solution Merlin Securities deployed clustered Dell PowerEdge 2850 and PowerEdge 1850 servers with Intel Xeon processors running an Oracle Database 10g on the Linux operating...
- Tags: Security, Dell Computer Corp., Hedge Fund, Investment, Financial Services, Disaster Recovery, Servers, Processors, Finance, Data Management, Hardware, Semiconductors, Components
- Case studies 2006-03-01
- Canadian Securities Depository Achieves Superior Disaster-Recovery Capability With StorageTek Solutions
- The Canadian Depository for Securities Ltd. CDS is the nation's securities depository, clearing and settlement organization. CDS supports Canada's equity, fixed income and money markets, holding securities on deposit with a value of $2 trillion, which is equal to double the country's annual GDP. After careful analysis of its infrastructure...
- Tags: Disk, StorageTek, Disaster Recovery
- Case studies
- Daiwa Securities SMBC Europe Limited Uses Salesforce to Boost Client Relationships
- Daiwa Securities SMBC Europe Limited ("Daiwa") is a wholly owned subsidiary of Daiwa Securities SMBC Co. Ltd. In the rapidly moving capital markets business, one can't stop talking to a client just because a salesperson is out for the day. The company needed a Client Relationship Management CRM system that...
- Tags: Salesforce.com Inc., Sales Force Management, Sales
- Case studies
- Ontario Teachers' Pension Plan Improves Financial Securities Reference Data
- Ontario Teachers' Pension Plan (Teachers') is the manager of a pension fund for Ontario's active and retired teachers and is an active global investor. Teachers' had systems in place to automate and validate securities feeds. However, the information was fragmented and not consolidated into a common database. This limited the...
- Tags: Financial, Pension Plan, Teacher, Ontario, Benefits, Databases, Human Resources, Enterprise Software, Software, Data Management
- Case studies 2005-12-08
- Slovenian Banking Institution Saves Much More Than Money
- Centralna Klirinsko Depotna Druzba d.d. KDD provides central securities custody services, clearance and settlement of securities transactions, and maintenance of the central registry of holders of securities in the Republic of Slovenia. KDD faced the shortcomings of a monolithic application, installed on an IBM platform, for which there were not...
- Tags: Banking, Microsoft Corp., Microsoft Windows Server 2003, Security, Databases, Servers, Operating Systems, Microsoft Windows, Software, Enterprise Software, Data Management, Hardware
- Case studies
- Securities Firm Avoids NASD Penalties With FaceTime IMAuditor
- Instant messaging IM is posing supervisory, recordkeeping and compliance challenges for securities trading firms. Though this form of real-time communication may not be as mature as e-mail and paper-based communications, it is not exempt from the compliance standards set forth by the NASD and SEC. FaceTime IMAuditor provides 100% accurate...
- Tags: Security, IM, Compliance, NASD, FaceTime Communications, FaceTime IMAuditor, Instant Messaging, Internet, Online Communications
- Case studies
- Harbor Capital Advisors Turns the Tide With Sage CRM SalesLogix
- Harbor Capital Advisors HCA is the adviser and investment arm of a family of 12 no-load mutual funds that offer actively managed portfolios of stocks, bonds, and money market securities with combined assets of approximately $17.2 billion. HCA Securities, Harbor Capital's broker dealer, had limited marketing activities, primarily with institutions....
- Tags: Sage CRM SalesLogix, Sage Software, Advisor, Harbor Capital Advisors, Investment, Retirement Plans, Finance, Human Resources, Benefits
- Case studies
- EMC EmailXtender Products and EMC Centera Provide Time and Cost Savings and Reduce e-Mail Recovery Times
- Adirondack Electronics Markets AEM, a privately held company and member of the International Securities Exchange ISE, is the primary market maker of the ISE. AEM was seeking a solution to help it comply with Securities Exchange Commission SEC, (National Association of Securities Dealers NASD, and Sarbanes-Oxley requirements regarding e-mail retention...
- Tags: E-mail, EMC Centera, EMC Corp., Storage, Hardware
- Case studies
- Australian Securities Exchange & HP: Moving the Markets on HP OpenVMS
- Operating Australia's chief financial markets, the Australian Securities Exchange relies on HP OpenVMS to deliver products and services that play a major role in the economy down under.
- Tags: Hewlett-Packard Co., HP OpenVMS, Operating Systems, Software
- Webcasts 2007-01-01
- Prime Indian Securities Trading Site Moves to Web 2.0, Achieves Lead Generation Boost
- HDFC Securities provides online trading services to a range of Indian institutional and retail investors. It wanted to increase its trading customers from the passing visitors on its Web site. However, to accomplish this, a Web site revamp incorporating real-time content sharing and exciting collaboration services based on Web 2.0...
- Tags: Web, Online Trading, Microsoft Corp., HDFC Securities, Web 2.0, Channel Management, E-business/E-Commerce, Web Site Development, Internet, Marketing
- Case studies 2007-11-02
- Success Story - Deutsche Bank's Securities Custody Reporting System
- Deutsche Bank's Securities Custody System is one of the earliest successful examples of commercial grid computing. The Bank needed to expand the reporting capabilities for its Global Custody business, which included account holdings and activity for over $50 billion in securities. Their existing Custody Reporting System was DOS-based, with no...
- Tags: Database, Deutsche Bank AG, Grid Computing, Back-office, Utility Computing, It Management, Network Technology, It service Management, Networking
- Case studies
- Designated Third Party Provider (DTPP) Services
- SEC Rule 17a-4 requires that a member of a national securities exchange who transacts business in securities directly with other members, a broker, or a dealer using electronic storage media retain and index duplicate copies of email and instant message communications in non-erasable and non-rewriteable form and that such member,...
- Tags: Computer Associates International Inc., Instant Messaging, Internet, Online Communications
- White papers 2005-12-01
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