Sponsored White Papers, Webcasts, and Downloads
TechRepublic Resources
- Tech Tip: Save the enterprise with FDIC and SEC
- By Mike TalonLegislation can have a directimpact on disaster recovery and high availability systems. Othersources of regulation that may impact IT are organizations includethe Federal Deposit Insurance Corporation FDIC and the SecuritiesExchange Commission SEC. While their rules govern companies onlyin the United States, there are similar regulatory bodies in othercountries....
- Tags: backup, FDIC, Mike Talon, regulation, SEC, Securities Exchange Commission
- Technical articles 2003-12-08
Additional Resources
- Securities and Exchange Commission of Pakistan Achieves High Availability for Critical Applications
- The Securities and Exchange Commission of Pakistan SECP was established in 1999 by the Government of Pakistan. The SECP wanted to install a powerful, reliable, secure, and scalable database platform on which to run critical business applications and gather and store business data in a central location. The challenge was...
- Tags: Oracle Corp., High Availability, SEC, Pakistan, Databases, Tools & Techniques, Storage, Enterprise Software, Software, Data Management, Management, Hardware
- Case studies
- EMC EmailXtender Products and EMC Centera Provide Time and Cost Savings and Reduce e-Mail Recovery Times
- Adirondack Electronics Markets AEM, a privately held company and member of the International Securities Exchange ISE, is the primary market maker of the ISE. AEM was seeking a solution to help it comply with Securities Exchange Commission SEC, (National Association of Securities Dealers NASD, and Sarbanes-Oxley requirements regarding e-mail retention...
- Tags: E-mail, EMC Centera, EMC Corp., Storage, Hardware
- Case studies
- Abel/Noser Meets Regulatory Requirements for E-mail Recordkeeping and Monitoring With Help From EMC
- As a brokerage firm, Abel/Noser is subject to the regulations of the Securities Exchange Commission SEC, the National Association of Securities Dealers NASD, and the New York Stock Exchange NYSE. When the SEC released rules 17a-3 and a-4, regarding e-mail record retention and storage, the Vice President of the company...
- Tags: NASD, Monitoring, EMC Corp., E-mail, Storage, Online Communications, Hardware
- Case studies
- How Compliant is YOUR Email Archive?
- Failure to archive your emails can have dire consequences for your business. Do any of these regulations impact you? Sarbanes-Oxley SOX Act HIPAA Gramm-Leach Bliley Act GLBA Securities and Exchange Commission SEC Rules National Association of Securities Dealers NASD Rules Investment Dealers...
- Tags: Sarbanes-Oxley Act, SEC, NASD, Computhink, E-mail, Regulatory Compliance, Sarbanes-Oxley, Regulations, Hipaa, Online Communications, Human Resources, Policies And Procedures, Government, Financial Accounting, Finance, Healthcare
- Resource centers 2008-03-01
- Building Best Practices in Records Management Compliance: ILM Strategies for Security, Protection, Recovery and Availability
- According to this white paper part of the Securities Exchange Act of 1934 - which extended federal regulation of securities trading past the limited scope of the Securities Act of 1933 - the rule is 70 years old. And, Rule 17a-4 is merely an original section within that legislation that...
- Tags: Security, SunGard Data Systems Inc., Recovery, Financial, Best Practice, Records Management, Regulations, Financial Accounting, Strategy, Government, Finance, Management
- White papers 2004-10-07
- Australian Securities Exchange & HP: Moving the Markets on HP OpenVMS
- Operating Australia's chief financial markets, the Australian Securities Exchange relies on HP OpenVMS to deliver products and services that play a major role in the economy down under.
- Tags: Hewlett-Packard Co., HP OpenVMS, Operating Systems, Software
- Webcasts 2007-01-01
- Lowering Costs With a Veritas Data Center Software Solution From Symantec
- Wanting to lower total cost of ownership while accommodating rapid business growth and maintaining compliance with regulations from the U.S. Securities and Exchange commission, the Philadelphia Stock Exchange turned to Symantec for help. With a storage management solution from Symantec, the stock exchange has experienced significant cost savings over the...
- Tags: Symantec Corp., VERITAS Software Corp., Software Solution, Stock Exchange, Storage, Storage Management, Hardware
- Case studies
- Audit Committee Financial Experts
- On January 23, 2003, the Securities and Exchange Commission published final rules requiring each public company board of directors to make a determination as to whether the company has an "audit committee financial expert" serving on its audit committee.
- Tags: Reed Elsevier Inc., audit committee, audit, financial, board
- White papers 2003-05-02
- How do I create value limits in Excel?
- Customer wants to create a formula for commission. Possible commission is calculated as 20% (=C8*20%) of total sale. Actual commission is 50%(=1/2*J25) of profit. If over possible commission cell should reflect only possible commission, if under possible commission cell should reflect exact amount. I don't have very much experience with...
- Tags: Sales force management, Microsoft Excel, rblack@..., commission
- Discussion threads 2007-06-21
- Compliance: SEC 17a-4/NASD 3010/3110
- In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted the Securities Exchange Act of 1934. The Act seeks to protect investors from fraudulent or misleading claims in the securities industry and requires extensive record keeping, reviewing, and auditing by...
- Tags: Financial, Compliance, SEC, NASD, Biscom, Act, Regulations, Financial Accounting, Government, Finance
- White papers 2007-04-17
- Shanghai Government Commission Moves Forward With Microsoft Exchange Server 2007
- Shanghai Sci-Tech Information Centre SSTIC provides information systems for the Shanghai Municipal Science and Technology Commission to support the advancement of e-government and an information-based society. SSTIC provides and maintains IT systems to help the commission automate its functions and services. SSTIC sought to extend its messaging capabilities and gain...
- Tags: Microsoft Exchange Server 2007, Commission, Microsoft Exchange Server, Government, Messaging, Microsoft Corp., SSTIC, Groupware, Sales Force Management, Enterprise Software, Software, Sales
- Case studies
- Sarbanes-Oxley and IFRS
- The high-profile corporate scandals of several U.S. based companies, most notably Enron and WorldCom, led Congress to act to restore public confidence in U.S. financial markets. The result was the Sarbanes-Oxley Act of 2002 often referred to as SOX which set strict guidelines for financial disclosure and reporting for all...
- Tags: U.S., International Financial Reporting Standards, RedPrairie, Financial, Sarbanes-Oxley Act, Sarbanes-Oxley, Regulatory Compliance, Regulations, Financial Accounting, Government, Finance, Human Resources, Policies And Procedures
- White papers 2005-01-10
- Finance Software Empowers Staff for a Broadcaster Built From Acquisitions
- Accountants, analysts, and auditors of Young Broadcasting Inc.'s finance department are now liberated from tedious manual processes and can focus on generating higher returns for the company. In addition to reducing the time required to accomplish financial tasks by 50 percent or more, implementation of Microsoft Dynamics GP also enabled...
- Tags: Acquisition, Microsoft Corp., Finance Software, Financial Accounting, Finance
- Case studies
- Internal Control Responsibilities: What Every CEO and CFO Should Know
- Canada's securities regulators (other than the B.C. Securities Commission) have released for public comment a proposed internal control rule that would require management of many public companies to prepare an internal control report; and the external auditor to audit and report on internal control over financial reporting. The proposed rule...
- Tags: Canada, Sarbanes-Oxley, Regulatory Compliance, Regulations, Financial Planning, Financial Accounting, Government, Finance, Human Resources, Policies And Procedures
- White papers 2005-02-16
- Microsoft Exchange and IBM System Storage N Series With NearStore and Symantec Enterprise Vault
- Regulatory compliance and other data storage requirements demand efficient and reliable data archival solutions. IBM System Storage N series with NearStore and SnapLock features in combination with Symantec Enterprise Vault offers a simple, cost-effective, and best-of-breed solution to archive e-mail and other messages in a Microsoft Exchange environment. Securities and...
- Tags: Symantec Corp., Data Storage, Microsoft Exchange Server, SEC, Microsoft Corp., IBM Corp., E-mail, E-mail Servers, Storage Management, Online Communications, Enterprise Software, Software, Storage, Hardware
- White papers 2007-10-09
- AIT WORM & SAIT WORM Magnetic Tape Products: Sec Rule 17a-4(f) Compliance Assessment
- United States Securities and Exchange Commission Regulation 17 CFR § 240.17a-4 ("Regulation") establishes certain records retention requirements for the securities broker-dealer industry. Pertinent to this compliance assessment is the Regulation's authorization for the retention of records "by electronic storage media". The term "electronic storage media" is defined by the Regulation...
- Tags: Storage Media, Compliance, Storage, Hardware
- White papers 2005-04-01
- GLBA Security Standards: Safeguarding Your Customer Data for Compliance and Regulatory Audit
- Section 501 of the Gramm-Leach-Bliley Financial Services Modernization Act GLBA of 1999, which addresses "Protection of Nonpublic Personal Information," requires federal banking agencies, the National Credit Union Administration NCUA, the Securities and Exchange Commission SEC, the Secretary of the Treasury, and the Federal Trade Commission FTC "to consult" with one...
- Tags: SunGard Data Systems Inc., Audit, Compliance, Gramm-Leach-Bliley Act, Regulations, Government
- White papers 2003-12-19
- Seven ways to research a prospective employer
- A job search can often feel like a one-person marketing blitz, with you as the product. Some people are so focused on selling themselves that they fail to check out the company they're applying to. Accepting a position with a company when you have failed to do...
- Tags: Industry, Toni Bowers
- Blog posts 2007-08-30
- HP Technology Helps the International Securities Exchange (ISE) Revolutionize the Options Industry
- In May 2000, the International Securities Exchange ISE took one of the biggest risks on Wall Street: trading options with no trading room floor - only terminals. Today, the ISE has proven itself to be one of the industry's biggest success stories. While the ISE visionaries took a risk with...
- Tags: Hewlett-Packard Co., Industry, Strategy, Construction, Operating Systems, Management, Software
- Case studies
- << Previous
- page 1 of 1
- Next >>
