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financial regulation

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Bank Ties E-Mail Policy to Meeting Financial Regulations: The client recognized that it needed a system to help it meet regulations more quickly and efficiently. The client implemented a system for archiving and searching e-mail, and automating an e-mail management policy. Because no one vendor could meet its needs, the client assembled best-of-breed components: ZANTAZ's Exchange Archive Solution...; Tags: Bank, Financial Regulation, Financial, E-mail Management, EMC Corp., E-mail, Storage, Online Communications, Hardware; Case studies

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Thriving in the Face of Regulation: How to Accommodate the New Corporate Governance Regime and Achieve Optimum Financial Performance: Business regulation is the bane of US business today; it's public enemy number one for public companies large and small. Although debate continues among government officials, corporate executives, investors and academics about the utility and necessity of business regulation, most everyone agrees the new corporate governance and compliance regime is...; Tags: Financial, Compliance, Penton Media Inc., Business Regulation, Corporate Governance, Regulations, Corporate Law, Business Operations, Government; Webcasts
IT's Role in Financial Process Improvements: Those responsible for financial business processes face increasing pressure from government regulation such as Sarbanes-Oxley. Growth and corporate acquisitions only increase the risk of financial errors by creating complex environments with multiple ERP systems running throughout most companies. CIOs and IT managers can improve financial business processes...; Tags: Financial, Information Technology, Oversight Systems, Financial Accounting, Finance; White papers
Unraveling Security and Risk Regulation: Regulation will remain the greatest driver for the implementation of information security and risk controls through 2010. An organization's success will be predicated on successfully implementing an effective risk management program, but its success will be measured by its interpretation and addressing of applicable regulation. Regulation is a great motivator....; Tags: Security, Organization, Regulations, Government; White papers 2005-01-01
Sun Case Study: Zhejiang Financial Bureau: Zhejiang Financial Bureau, a Chinese government economic adjustment organization in charge of financial audits, finance and tax policy regulation, also assists in the macro-control of the Chinese national economy. Zhejiang Financial Bureau needed to centralize its IT management, web-enable legacy applications, and provide secure access to many different and widespread...; Tags: Financial, Sun Microsystems Inc., Adjustment, Taxes, Free Trade, Financial Accounting, Government, Financial Planning, Finance; Case studies

ISO17799 and the Gramm-Leach Bliley Act: The ISO17799 is widely regarded as a broad and comprehensive standard for information security best practices. Derived from the pre existing British Standard 7799, this standard has arguably established itself as the premier benchmark for information security. However, increasing awareness of the dangers present and the need for tight controls...; Tags: Information Security, Financial, Gramm-Leach-Bliley Act, Crimson Security, ISO17799, Corporate Governance, Regulations, Corporate Law, Security, Business Operations, Government; White papers 2006-01-24
Financial Services Modernization: The Gramm-Leach-Bliley Act, a White Paper on the Privacy Provisions: The Gramm-Leach-Bliley Act, enacted into law on November 12, 1999, and colloquially referred to as the "Financial Services Reform Act of 1999," tears down barriers between the banking, insurance and securities businesses. The legislation also establishes a framework for functional regulation of these financial industries and redefines the relative roles...; Tags: Financial Service, Gramm-Leach-Bliley Act, Regulations, Financial Planning, Financial Services, Government, Finance; White papers
Five Questions That Keep CFOs Awake at Night: The Technology Implications of Compliance, Financial Intelligence and Overall Performance Management: Today more than ever the CFO must balance a role as financial caretaker with that of business strategist. Considering the current climate of regulation and compliance, the CFO faces formidable challenges. This white paper presents five questions that keep these executives awake at night, questions involving costs, revenues, compliance and...; Tags: Financial, Performance, Compliance, SAS Institute, CFO, Performance Management, Financial Accounting, Human Resources, Workforce Management, Finance; White papers 2004-10-01
Webcast: Auditing Requirements and IT Responsibilities for HIPAA electronic record security regulation: This webinar provides an overview of the regulatory evolution from 21 CFR Part 11 to include protected health information PHI, the security standards, auditing requirements, IT responsibilities and workforce responsibilities for HIPAA electronic record security regulation. It will cover in detail 45 CFR Parts 160, 162, and 164 of the...; Tags: Electronic Record, Security, Webcast, Information Technology, Auditing, Electronic Record Security Regulation, Hipaa, Regulatory Compliance, Regulations, Healthcare, Government, Human Resources, Policies And Procedures; Webcasts 2007-11-01
Bank Improves Risk Analysis and Efficiency With an Intelligent Single View of Customer: Sasfin Bank is a South African bank providing financial services for entrepreneurs. It wanted to create a single view of the customer that would help provide information required for risk analysis, compliance with Basel II regulation, and for making insightful business decisions. To do this, Sasfin took on a top...; Tags: Bank, Regulation, Risk Analysis, Microsoft Corp., Sasfin Bank, Pricing, Basel II, Business Intelligence, Financial Services, Tools & Techniques, Strategy, Marketing, Enterprise Software, Software, Data Management, Management; Case studies
SAS for the CFO: Helping CFOs Adjust to an Expanding Role: Driven by regulation, restructuring, increased accountability and shareholder scrutiny, the Chief Financial Officer's CFO role has expanded in recent years. Some companies have passed on the duties of a chief operating officer to the CFO. In addition, mergers and acquisitions have plunged CFOs deep into negotiations around business development, corporate...; Tags: SAS Institute, CFO, Financial Accounting, Financial Management, Finance, Financial Planning; White papers 2006-10-01
Basel II - Regulatory Imperative or Business Opportunity?: The new Basel Capital Accord Basel II represents the most significant, complex and controversial change to the supervision of financial institutions in history. The regulatory changes will have far-reaching implications and getting ready for Basel II involves a lot more than technical issues. Basel II is ultimately a risk management...; Tags: Basel II, Financial Services; Webcasts
Regulation Compliance Manager - GLBA: Protecting non-public personal information NPI is a key requirement under the Gramm-Leach-Bliley Act GLBA and can be a challenge for financial institutions. A wide range of communication channels available to employees, such as instant messaging, chat, web-based email, blogs and peer-to-peer file sharing can threaten customer information and expose your...; Tags: Vericept, Compliance, Gramm-Leach-Bliley Act, Regulations, Government; White papers 2005-05-13
The WiMax Spectrum Picture: Wireless broadband is clearly at a crossroads. Convergence is taking place between the technology road maps of WiMAX/802.16 and advanced 3GPP, 3.5G-4G cellular systems. These technologies are on a collision course and will provide similar bandwidth and significant market overlap by 2010. The evolution of spectrum availability and overall regulation...; Tags: WiMAX, Broadband Wireless, Broadband, Convergence, Wireless Broadband, Broadband Internet, Telecommunications, Wireless, Network Technology, Networking; White papers 2005-08-11
J&L Financial Planner Professional (exe): The top rated J and L Financial Planner is a financial planning software program that allows you to create simple or complex financial scenarios based on financial events through out your life. You create the scenario based on your current financial status and future financial events. The J&L Financial Planner...; Tags: Financial, Financial Planner, Financial Accounting, Finance; Software downloads 2005-03-10
AIT WORM & SAIT WORM Magnetic Tape Products: Sec Rule 17a-4(f) Compliance Assessment: United States Securities and Exchange Commission Regulation 17 CFR § 240.17a-4 ("Regulation") establishes certain records retention requirements for the securities broker-dealer industry. Pertinent to this compliance assessment is the Regulation's authorization for the retention of records "by electronic storage media". The term "electronic storage media" is defined by the Regulation...; Tags: Storage Media, Compliance, Storage, Hardware; White papers 2005-04-01
Navigate the new financial landscape: The landscape of the financial services industry is evolving, and financial institutions must adapt to the changing marketplace in order to succeed. This complimentary portfolio from IBM provides innovative thinking and specialized information on how to differentiate your financial institution from the competition.; Tags: Financial, Financial Company, IBM Corp., Financial Accounting, Financial Services, Finance; Resource centers
SMART Financial Analysis (exe): Powerful tool for every financial professional or investor, offers great possibilities for evaluating business or portfolio performances. Common size financial statements. It is possible to present financial ratios and diagrams for up to 6 real or future time intervals or up to 6 individual companies.; Tags: Financial Analysis, Financial, Financial Accounting, Finance; Software downloads 2007-04-16
Regulatory Compliance and the IBM Mainframe: Key Requirements: Generally, a governmental regulation does not specify what technology is required in order to meet its requirements. In fact, many regulations do not even specify any details of an effective internal control. Therefore, administrators and compliance officers are left to determine what methods they will use to meet the often...; Tags: IBM Mainframe, Computer Associates International Inc., Regulatory Compliance, Requirement, IBM Corp., Regulations, Mainframes, Government, Servers, Hardware; White papers 2007-02-01
Nuts and Bolts of Network Neutrality: Network neutrality is a vexing issue. Proponents of neutrality regulation argue that the free, innovative Internet of today is threatened and government action is needed to protect it. Opponents argue that regulation is not needed, or will be flawed in practice, or is a bad idea even in principle. One...; Tags: Network, Neutrality, Network Neutrality, Networking; White papers 2006-07-06

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